Statutory Instrument 2002 No. 1817

The Food for Particular Nutritional Uses (Addition of Substances for Specific Nutritional Purposes) (England) Regulations 2002

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Interpretation
     2.  - (1) In these Regulations - 

"the Act" means the Food Safety Act 1990;

"Directive 89/398" means Council Directive 89/398/EEC[4] on the approximation of the laws of the Member States relating to foodstuffs intended for particular nutritional uses, as amended by Directive 1999/41/EC of the European Parliament and of the Council[5];

"Directive 2001/15" means Commission Directive 2001/15/EC[6] (as corrected[7]) on substances that may be added for specific nutritional purposes in foods for particular nutritional uses;

"food authority" does not include - 

(a) the council of a district of a non-metropolitan county except where the county functions have been transferred to that council pursuant to a structural change, or

(b) the appropriate Treasurer referred to in section 5(1)(c) of the Act (which deals with the Inner Temple and the Middle Temple);

"L-tryptophan food" means any designated PNU food being a food to which L-tryptophan, or any of its sodium, potassium, calcium or magnesium salts or its hydrochloride, has been added for a specific nutritional purpose;

"PNU food" means a food for a particular nutritional use which - 

(a) owing to its special composition or process of manufacture, is clearly distinguishable from food intended for normal consumption, and

(b) is sold in such a way as to indicate its suitability for its claimed particular nutritional purpose;

"particular nutritional use" means the fulfilment of the particular nutritional requirements of - 

(a) certain categories of persons whose digestive processes are, or whose metabolism is, disturbed, or

(b) certain categories of person whose physiological condition renders them able to obtain a special benefit from the controlled consumption of any substance in food, or

(c) infants or young children in good health; and

"sell" includes possess for sale and offer, expose or advertise for sale.

    (2) Other expressions used both in these Regulations and in Directive 89/398 or 2001/15 have the same meaning in these Regulations as they have in the Directive concerned.

Restrictions on sale
     3.  - (1) No person shall sell any designated PNU food being a food to which a substance falling within one of the categories mentioned in paragraph (2) has been added for a specific nutritional purpose unless that substance - 

(a) is listed under that category - 


(i) in the case of any food for special medical purposes, in Schedule 1 or 2; and

(ii) in any other case, in Schedule 1; and



(b) complies with the relevant purity criteria referred to in paragraph (3).

as established by generally accepted scientific data.

Verification of regulation 3(4)
     4. The manufacturer or, as the case may be, the importer of a designated PNU food in the manufacture of which a substance has been used for a specific nutritional purpose shall supply to the Food Standards Agency on request - 

(a) a copy of the scientific work and data establishing that the use of that substance in the manufacture of that food results in a food which meets the criteria in regulation 3(4), or

(b) if such work and data are contained in a publication which is readily available, a reference to that publication.

Notification requirement
     5.  - (1) Subject to paragraph (2), the manufacturer or, where appropriate, the importer of any notifiable food shall not sell any such food unless at least 3 months before placing food of that particular type on the market in England for the first time he notified the Food Standards Agency in writing by forwarding to it a model of the label to be used for that food and details of the composition of the food.

    (2) Paragraph (1) shall not apply if the manufacturer or, where appropriate, the importer has already notified the Food Standards Agency before placing food of that particular type on the market elsewhere in the United Kingdom for the first time in accordance with an equivalent provision having effect there.

    (3) In this regulation "notifiable food" means any L-tryptophan food which is - 

(a) intended for use in energy-restricted diets for weight reduction;

(b) intended to meet the expenditure of intense muscular effort, especially for sportsmen; or

(c) for persons suffering from carbohydrate-metabolism disorders (diabetes).

Enforcement
     6. Each food authority shall enforce and execute these Regulations in its area.

Offences and penalties
     7. If any person - 

(a) contravenes regulation 3(1) or (4), or

(b) without reasonable excuse contravenes regulation 4 or 5(1),

he shall be guilty of an offence and liable on summary conviction to a fine not exceeding level 5 on the standard scale.

Defence in relation to exports
     8. In any proceedings for an offence under these Regulations it shall be a defence for the person charged to prove that the food in respect of which the offence is alleged to have been committed was intended for export to a country (other than a member State) which has legislation analogous to these Regulations and that the food complies with that legislation.

Application of various provisions of the Act
     9. The following provisions of the Act shall apply for the purposes of these Regulations with the modification that any reference in those provisions to the Act or Part thereof shall be construed as a reference to these Regulations - 

(a) section 2 (extended meaning of "sale" etc.);

(b) section 3 (presumptions that food is intended for human consumption);

(c) section 20 (offences due to fault of another person);

(d) section 21 (defence of due diligence) as it applies for the purposes of section 8, 14 or 15;

(e) section 22 (defence of publication in the course of business);

(f) section 30(8) (which relates to documentary evidence);

(g) section 33(1) (obstruction etc. of officers);

(h) section 33(2), with the modification that the reference to "any such requirement as is mentioned in subsection (1)(b) above" shall be deemed to be a reference to any such requirement as is mentioned in that subsection as applied by paragraph (g) above;

(i) section 35(1) (punishment of offences) in so far as it relates to offences under section 33(1) as applied by paragraph (g) above;

(j) section 35(2) and (3) in so far as it relates to offences under section 33(2) as applied by paragraph (h) above;

(k) section 36 (offences by bodies corporate); and

(l) section 44 (protection of officers acting in good faith).

Amendment of the Tryptophan in Food Regulations 1990
     10.  - (1) The Tryptophan in Food Regulations 1990[8] shall be amended (in so far as they extend to England) in accordance with paragraph (2).

    (2) In regulation 2 (prohibition on sale, etc. of food containing tryptophan) - 

(a) in paragraphs (1) and (2) for the words "Subject to paragraph (4)" there shall be substituted the words "Subject to paragraphs (4) and (4A)";

(b) in paragraph (3) there shall be inserted at the beginning the words "Subject to paragraph (4A) of this regulation,";

(c) after paragraph (4) there shall be inserted the following paragraph - 

    " (4A) Paragraphs (1) to (3) of this regulation shall not apply in respect of - 


(a) laevorotatory tryptophan added to any infant formula or follow-on formula;

(b) laevorotatory tryptophan added to any processed cereal-based food or baby food; or

(c) laevorotatory tryptophan, its sodium, potassium, calcium or magnesium salts or its hydrochloride, added to any designated PNU food for a specific nutritional purpose in compliance with Commission Directive 2001/15/EC[9] (as corrected[10]) on substances that may be added for specific nutritional purposes in foods for particular nutritional uses.";



(d) in paragraph (7) - 



(i) after the definition of "appropriate medical certificate" there shall be inserted the following definition - 

" "designated PNU food" has the meaning assigned to it by the Food for Particular Nutritional Uses (Addition of Substances for Particular Nutritional Purposes) (England) Regulations 2002;";

(ii) after the definition of "hospital" the word "and" shall be omitted and there shall be inserted the following definitions - 

" "infant formula" and "follow-on formula" have the meaning assigned to them by the Infant Formula and Follow-on Formula Regulations 1995[11];
"processed cereal-based food" and "baby food" have the meaning assigned to them by the Processed Cereal-based Foods and Baby Foods for Infants and Young Children Regulations 1997[12]; and".

Signed by authority of the Secretary of State for Health


Hazel Blears
Parliamentary Under Secretary of State, Department of Health

14th July 2002

[2] Functions formerly exercisable by "the Ministers" (being, in relation to England and Wales and acting jointly, the Minister of Agriculture, Fisheries and Food and the Secretaries of State respectively concerned with health in England and food and health in Wales and, in relation to Scotland, the Secretary of State) are now exercisable in relation to England by the Secretary of State pursuant to paragraphs 7 and 8 of Schedule 5 to the Food Standards Act 1999 (1999 c.28), and paragraphs 12 and 21 of that Schedule amend respectively sections 17(1) and 48 of the 1990 Act. Functions of "the Ministers" so far as exercisable in relation to Wales were transferred to the National Assembly for Wales by the National Assembly for Wales (Transfer of Functions) Order 1999 (S.I. 1999/672) as read with section 40(3) of the 1999 Act, and those functions so far as exercisable in relation to Scotland were transferred to the Scottish Ministers by section 53 of the Scotland Act 1998 (1998 c.46) as read with section 40(2) of the 1999 Act. Regulation 13(4) of S.I. 2000/656 expressly authorises the Secretary of State to amend existing Regulations made or having effect as if made by the Minister of Agriculture, Fisheries and Food (whether with others or not) under the Food Safety Act 1990.back

[3] OJ No. L31, 1.2.2002, p.1.back

[4] OJ No. L186, 30.6.89, p.27.back

[5] OJ No. L172, 8.7.1999, p.38.back

[6] OJ No. L52, 22.2.2001, p.19.back

[7] OJ No. L253, 21.9.2001, p.34.back

[8] S.I. 1990/1728, to which there is an amendment not relevant to these Regulations.back

[9] OJ No. L52, 22.2.2001, p.19.back

[10] OJ No. L253, 21.9.2001, p.34.back

[11] S.I. 1995/77, to which there are amendments not relevant to these Regulations.back

[12] S.I. 1997/2042, to which there are amendments not relevant to these Regulations.back